Spielberger & Brooks, Inc.
Spielberger & Brooks, Inc. is an SEC-registered wealth manager in Woodbury, NY with $473.8M assets under management (AUM, regulatory AUM), +21% over one year. See who owns Spielberger & Brooks, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 147197, SEC 801-69153, data through 2026-03-26.
- AUM (assets under management / regulatory AUM)
- $473.8M (2026-03-26)
- Firm type
- Wealth Manager
- Location
- Woodbury, NY
- Employees
- 2
- Clients
- 251
- CRD
- 147197
- Ownership
- SPIELBERGER, MARK, HENRY; BROOKS, CRAIG, DAVID
How much AUM does Spielberger & Brooks, Inc. have?
Spielberger & Brooks, Inc. reported $473.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-26).
Who owns Spielberger & Brooks, Inc.?
Disclosed owners and executives of Spielberger & Brooks, Inc. include SPIELBERGER, MARK, HENRY, BROOKS, CRAIG, DAVID. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.