Empire Financial Management Company, LLC
Empire Financial Management Company, LLC is an SEC-registered mass-market adviser in New York, NY with $706.0M assets under management (AUM, regulatory AUM), +36% over one year. See who owns Empire Financial Management Company, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 146097, SEC 801-106958, data through 2026-05-29.
- AUM (assets under management / regulatory AUM)
- $706.0M (2026-05-29)
- Firm type
- Mass-Market Adviser
- Location
- New York, NY
- Employees
- 12
- Clients
- 982
- CRD
- 146097
- Ownership
- ZEOLI, GREGG, LANCE; EMPIRE INVESTMENT GROUP HOLDINGS LLC; FEINMAN, ROBERT, STEVEN; MANORY, ANTHONY, V; BANJANY, LAUREN, MARIE
How much AUM does Empire Financial Management Company, LLC have?
Empire Financial Management Company, LLC reported $706.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-05-29).
Who owns Empire Financial Management Company, LLC?
Disclosed owners and executives of Empire Financial Management Company, LLC include ZEOLI, GREGG, LANCE, EMPIRE INVESTMENT GROUP HOLDINGS LLC, FEINMAN, ROBERT, STEVEN, MANORY, ANTHONY, V, BANJANY, LAUREN, MARIE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.