Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC is an SEC-registered mass-market adviser in Bellingham, WA with $727.3M assets under management (AUM, regulatory AUM), +21% over one year. See who owns Tradewinds Capital Management, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 145934, SEC 801-68789, data through 2026-03-26.
- AUM (assets under management / regulatory AUM)
- $727.3M (2026-03-26)
- Firm type
- Mass-Market Adviser
- Location
- Bellingham, WA
- Employees
- 10
- Clients
- 2,238
- CRD
- 145934
- Ownership
- ENGEBRETSON, BRYANT, JAMES; HAYS, LEWIS; TCM SHORELINE, LLC; TCM JACKSON; TCM BELLINGHAM, LLC
How much AUM does Tradewinds Capital Management, LLC have?
Tradewinds Capital Management, LLC reported $727.3M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-26).
Who owns Tradewinds Capital Management, LLC?
Disclosed owners and executives of Tradewinds Capital Management, LLC include ENGEBRETSON, BRYANT, JAMES, HAYS, LEWIS, TCM SHORELINE, LLC, TCM JACKSON, TCM BELLINGHAM, LLC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.