Caldwell Advisors, LLC
Caldwell Advisors, LLC is an SEC-registered mass-market adviser in Brentwood, TN with $351.4M assets under management (AUM, regulatory AUM), +4% over one year. See who owns Caldwell Advisors, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 144408, SEC 801-106730, data through 2026-04-07.
- AUM (assets under management / regulatory AUM)
- $351.4M (2026-04-07)
- Firm type
- Mass-Market Adviser
- Location
- Brentwood, TN
- Employees
- 8
- Clients
- 506
- CRD
- 144408
- Ownership
- CALDWELL, BILLY, RAY; SMITH, NATASHA, LEE
How much AUM does Caldwell Advisors, LLC have?
Caldwell Advisors, LLC reported $351.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-07).
Who owns Caldwell Advisors, LLC?
Disclosed owners and executives of Caldwell Advisors, LLC include CALDWELL, BILLY, RAY, SMITH, NATASHA, LEE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.