Exeter Financial, LLC
Exeter Financial, LLC is an SEC-registered ria in Scottsdale, AZ with $420.2M assets under management (AUM, regulatory AUM), +15% over one year. See who owns Exeter Financial, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 143420, SEC 801-67719, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $420.2M (2026-03-31)
- Firm type
- Ria
- Location
- Scottsdale, AZ
- Employees
- 6
- Clients
- 88
- CRD
- 143420
- Ownership
- HELMS, PETER, WESTOVER; SEXWORTH, ELIZABETH; MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS); HARRISON, STEPHEN, LEON; MATHEWS, STEPHEN, CHARLES
How much AUM does Exeter Financial, LLC have?
Exeter Financial, LLC reported $420.2M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns Exeter Financial, LLC?
Disclosed owners and executives of Exeter Financial, LLC include HELMS, PETER, WESTOVER, SEXWORTH, ELIZABETH, MARSHALL-INMAN, BRAD & LEANNE, (JOINT TENANTS), HARRISON, STEPHEN, LEON, MATHEWS, STEPHEN, CHARLES. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.