Helm Investment Management, LLC
Helm Investment Management, LLC is an SEC-registered wealth manager in Denver, CO with $370.8M assets under management (AUM, regulatory AUM), +15% over one year. See who owns Helm Investment Management, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 141773, SEC 801-67176, data through 2026-03-20.
- AUM (assets under management / regulatory AUM)
- $370.8M (2026-03-20)
- Firm type
- Wealth Manager
- Location
- Denver, CO
- Employees
- 3
- Clients
- 140
- CRD
- 141773
- Ownership
- THOMAS BARRETT & ASSOC., P.C.; BARRETT, THOMAS, JAY; MCCORMICK, JAY, ALLAN; QUINN, PETER, JOHN
How much AUM does Helm Investment Management, LLC have?
Helm Investment Management, LLC reported $370.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-20).
Who owns Helm Investment Management, LLC?
Disclosed owners and executives of Helm Investment Management, LLC include THOMAS BARRETT & ASSOC., P.C., BARRETT, THOMAS, JAY, MCCORMICK, JAY, ALLAN, QUINN, PETER, JOHN. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.