Elm3 Financial Group, LLC
Elm3 Financial Group, LLC is an SEC-registered mass-market adviser in Alpharetta, GA with $189.0M assets under management (AUM, regulatory AUM), +19% over one year. See who owns Elm3 Financial Group, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 140594, SEC 801-126278, data through 2026-06-08.
- AUM (assets under management / regulatory AUM)
- $189.0M (2026-06-08)
- Firm type
- Mass-Market Adviser
- Location
- Alpharetta, GA
- Employees
- 6
- Clients
- 287
- CRD
- 140594
- Ownership
- NICKENS, STACEY, ANN; Nickens, Margaret
How much AUM does Elm3 Financial Group, LLC have?
Elm3 Financial Group, LLC reported $189.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-06-08).
Who owns Elm3 Financial Group, LLC?
Disclosed owners and executives of Elm3 Financial Group, LLC include NICKENS, STACEY, ANN, Nickens, Margaret. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.