Maxim Financial Advisors LLC
Maxim Financial Advisors LLC is an SEC-registered mass-market adviser in New York, NY with $445.5M assets under management (AUM, regulatory AUM), +12% over one year. See who owns Maxim Financial Advisors LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 139366, SEC 801-66147, data through 2026-03-20.
- AUM (assets under management / regulatory AUM)
- $445.5M (2026-03-20)
- Firm type
- Mass-Market Adviser
- Location
- New York, NY
- Employees
- 35
- Clients
- 775
- CRD
- 139366
- Ownership
- ORAZIO, JAMES, PAUL; SERGIO, JOHN, PETER; MAXIM PARTNERS LLC; LIGUORI, MICHAEL, ANTHONY; FIELD, BRIAN, H
How much AUM does Maxim Financial Advisors LLC have?
Maxim Financial Advisors LLC reported $445.5M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-20).
Who owns Maxim Financial Advisors LLC?
Disclosed owners and executives of Maxim Financial Advisors LLC include ORAZIO, JAMES, PAUL, SERGIO, JOHN, PETER, MAXIM PARTNERS LLC, LIGUORI, MICHAEL, ANTHONY, FIELD, BRIAN, H. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.