Phocas Financial Corporation
Phocas Financial Corporation is an SEC-registered ria in Alameda, CA with $682.7M assets under management (AUM, regulatory AUM), -14% over one year. See who owns Phocas Financial Corporation: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 135470, SEC 801-64317, data through 2026-05-12.
- AUM (assets under management / regulatory AUM)
- $682.7M (2026-05-12)
- Firm type
- Ria
- Location
- Alameda, CA
- Employees
- 10
- Clients
- 36
- CRD
- 135470
- Ownership
- SCHAFF, WILLIAM, FRANZ KIM; SCHAFF, CYNTHIA; BLOCK, STEPHEN, LEE; MURRAY, JAMES, ARCHIE; RUBIN, ALAN
How much AUM does Phocas Financial Corporation have?
Phocas Financial Corporation reported $682.7M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-05-12).
Who owns Phocas Financial Corporation?
Disclosed owners and executives of Phocas Financial Corporation include SCHAFF, WILLIAM, FRANZ KIM, SCHAFF, CYNTHIA, BLOCK, STEPHEN, LEE, MURRAY, JAMES, ARCHIE, RUBIN, ALAN. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.