Herbert J. Sims Capital Management, Inc.
Herbert J. Sims Capital Management, Inc. is an SEC-registered wealth manager in Fairfield, CT with $436.9M assets under management (AUM, regulatory AUM), +134% over one year. See who owns Herbert J. Sims Capital Management, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 134510, SEC 801-124853, data through 2026-04-27.
- AUM (assets under management / regulatory AUM)
- $436.9M (2026-04-27)
- Firm type
- Wealth Manager
- Location
- Fairfield, CT
- Employees
- 30
- Clients
- 350
- CRD
- 134510
- Ownership
- HERBERT J. SIMS & CO. INC.; SIMS, WILLIAM, BARNETT; DIAMOND, JASON, HOWARD; Hebert, Valerie; JAROW, JONATHAN, DAVID
How much AUM does Herbert J. Sims Capital Management, Inc. have?
Herbert J. Sims Capital Management, Inc. reported $436.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-27).
Who owns Herbert J. Sims Capital Management, Inc.?
Disclosed owners and executives of Herbert J. Sims Capital Management, Inc. include HERBERT J. SIMS & CO. INC., SIMS, WILLIAM, BARNETT, DIAMOND, JASON, HOWARD, Hebert, Valerie, JAROW, JONATHAN, DAVID. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.