Prospect Financial Group LLC
Prospect Financial Group LLC is an SEC-registered ria with $204.4M assets under management (AUM, regulatory AUM), +16% over one year. See who owns Prospect Financial Group LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 133953, SEC 801-123732, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $204.4M (2026-03-31)
- Firm type
- Ria
- Employees
- 1
- Clients
- 48
- CRD
- 133953
- Ownership
- CURRAN, GILLIAN, EDGAR
How much AUM does Prospect Financial Group LLC have?
Prospect Financial Group LLC reported $204.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns Prospect Financial Group LLC?
Disclosed owners and executives of Prospect Financial Group LLC include CURRAN, GILLIAN, EDGAR. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.