Sara-bay Financial Corp.
Sara-bay Financial Corp. is an SEC-registered wealth manager in Sarasota, FL with $396.8M assets under management (AUM, regulatory AUM), +25% over one year. See who owns Sara-bay Financial Corp.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 133443, SEC 801-79508, data through 2026-04-24.
- AUM (assets under management / regulatory AUM)
- $396.8M (2026-04-24)
- Firm type
- Wealth Manager
- Location
- Sarasota, FL
- Employees
- 5
- Clients
- 324
- CRD
- 133443
- Ownership
- HALT, ESTHER, K.; HARD, JAMES, MICHAEL; HALT, ESTHER, KUZNETZ; MILLS, JAMES, CHRISTOPHER; HARD, BENJAMIN, MICHAEL
How much AUM does Sara-bay Financial Corp. have?
Sara-bay Financial Corp. reported $396.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-24).
Who owns Sara-bay Financial Corp.?
Disclosed owners and executives of Sara-bay Financial Corp. include HALT, ESTHER, K., HARD, JAMES, MICHAEL, HALT, ESTHER, KUZNETZ, MILLS, JAMES, CHRISTOPHER, HARD, BENJAMIN, MICHAEL. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.