Francis LLC
Francis LLC is an SEC-registered ria in Brookfield, WI with an unreported amount of assets under management (AUM, regulatory AUM), -999% over one year. See who owns Francis LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 130687, SEC 801-62841, data through 2026-03-27.
- AUM (assets under management / regulatory AUM)
- Not reported (2026-03-27)
- Firm type
- Ria
- Location
- Brookfield, WI
- Employees
- 26
- Clients
- 97
- CRD
- 130687
- Ownership
- SEND, KELLI, B; FRANCIS, MICHAEL, JOHN; DUNTEMAN, CLIFFORD, HENRY; TRUOG, STEPHANIE, JEAN; FRANCIS HOLDINGS, INC.
How much AUM does Francis LLC have?
Francis LLC reported an unreported amount of in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-27).
Who owns Francis LLC?
Disclosed owners and executives of Francis LLC include SEND, KELLI, B, FRANCIS, MICHAEL, JOHN, DUNTEMAN, CLIFFORD, HENRY, TRUOG, STEPHANIE, JEAN, FRANCIS HOLDINGS, INC.. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.