Footprints Asset Management & Research, Inc.
Footprints Asset Management & Research, Inc. is an SEC-registered mass-market adviser with $41.9M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Footprints Asset Management & Research, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 128040, SEC 801-62315, data through 2026-02-27.
- AUM (assets under management / regulatory AUM)
- $41.9M (2026-02-27)
- Firm type
- Mass-Market Adviser
- Employees
- 3
- Clients
- 100
- CRD
- 128040
- Ownership
- LOCOCO, STEPHEN, JOSEPH; HUEBNER, RICHARD, TYSON; LOCOCO, HARRIETTE, E; HENDRICKSON, REBECCA, LYNN; WHITMAN, DIANA, MARIE
How much AUM does Footprints Asset Management & Research, Inc. have?
Footprints Asset Management & Research, Inc. reported $41.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-02-27).
Who owns Footprints Asset Management & Research, Inc.?
Disclosed owners and executives of Footprints Asset Management & Research, Inc. include LOCOCO, STEPHEN, JOSEPH, HUEBNER, RICHARD, TYSON, LOCOCO, HARRIETTE, E, HENDRICKSON, REBECCA, LYNN, WHITMAN, DIANA, MARIE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.