Thames Financial Management
Thames Financial Management is an SEC-registered wealth manager in Norwich, CT with $315.4M assets under management (AUM, regulatory AUM), +15% over one year. See who owns Thames Financial Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 126295, SEC 801-112929, data through 2026-01-19.
- AUM (assets under management / regulatory AUM)
- $315.4M (2026-01-19)
- Firm type
- Wealth Manager
- Location
- Norwich, CT
- Employees
- 2
- Clients
- 302
- CRD
- 126295
- Ownership
- GOLDBLATT, MICHAEL, ABBOTT; BOKOFF, STEVEN, L.; KANTER, BARBARA, JEAN; KANTER, ERIC, NORMAN; KANTER, BARBARA, D
How much AUM does Thames Financial Management have?
Thames Financial Management reported $315.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-01-19).
Who owns Thames Financial Management?
Disclosed owners and executives of Thames Financial Management include GOLDBLATT, MICHAEL, ABBOTT, BOKOFF, STEVEN, L., KANTER, BARBARA, JEAN, KANTER, ERIC, NORMAN, KANTER, BARBARA, D. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.