Principium Investments LLC
Principium Investments LLC is an SEC-registered mass-market adviser with $225.4M assets under management (AUM, regulatory AUM), +14% over one year. See who owns Principium Investments LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 124989, SEC 801-61768, data through 2026-03-26.
- AUM (assets under management / regulatory AUM)
- $225.4M (2026-03-26)
- Firm type
- Mass-Market Adviser
- Employees
- 3
- Clients
- 236
- CRD
- 124989
- Ownership
- RICH, THEODORE, SPENCER; TRACY, MICHAEL, PATRICK; THE MICHAEL P. TRACY REVOCABLE TRUST
How much AUM does Principium Investments LLC have?
Principium Investments LLC reported $225.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-26).
Who owns Principium Investments LLC?
Disclosed owners and executives of Principium Investments LLC include RICH, THEODORE, SPENCER, TRACY, MICHAEL, PATRICK, THE MICHAEL P. TRACY REVOCABLE TRUST. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.