Sound Financial Management, Inc.
Sound Financial Management, Inc. is an SEC-registered mass-market adviser in Raleigh, NC with $134.1M assets under management (AUM, regulatory AUM), +21% over one year. See who owns Sound Financial Management, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 122670, SEC 801-132274, data through 2026-03-04.
- AUM (assets under management / regulatory AUM)
- $134.1M (2026-03-04)
- Firm type
- Mass-Market Adviser
- Location
- Raleigh, NC
- Employees
- 2
- Clients
- 180
- CRD
- 122670
- Ownership
- SLOAN, WILLIAM, BROWN; SLOAN, WILLIAM, ALEX
How much AUM does Sound Financial Management, Inc. have?
Sound Financial Management, Inc. reported $134.1M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-04).
Who owns Sound Financial Management, Inc.?
Disclosed owners and executives of Sound Financial Management, Inc. include SLOAN, WILLIAM, BROWN, SLOAN, WILLIAM, ALEX. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.