Sullivan Financial, LLC
Sullivan Financial, LLC is an SEC-registered mass-market adviser in Essex, CT with $119.1M assets under management (AUM, regulatory AUM), +7% over one year. See who owns Sullivan Financial, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 121371, SEC 801-130753, data through 2026-03-23.
- AUM (assets under management / regulatory AUM)
- $119.1M (2026-03-23)
- Firm type
- Mass-Market Adviser
- Location
- Essex, CT
- Employees
- 4
- Clients
- 131
- CRD
- 121371
- Ownership
- SULLIVAN, MARY JANE, NMN
How much AUM does Sullivan Financial, LLC have?
Sullivan Financial, LLC reported $119.1M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-23).
Who owns Sullivan Financial, LLC?
Disclosed owners and executives of Sullivan Financial, LLC include SULLIVAN, MARY JANE, NMN. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.