Prospect Capital Advisors, LLC
Prospect Capital Advisors, LLC is an SEC-registered asset manager in Sausalito, CA with $309.4M assets under management (AUM, regulatory AUM), +7% over one year. See who owns Prospect Capital Advisors, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 119531, SEC 801-100384, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $309.4M (2026-03-31)
- Firm type
- Asset Manager
- Location
- Sausalito, CA
- Employees
- 4
- Clients
- 3
- CRD
- 119531
- Ownership
- Williams, Keith; MENDOZA, DANIEL, WILLIAM; NURTMAN, HOWARD, IAN
How much AUM does Prospect Capital Advisors, LLC have?
Prospect Capital Advisors, LLC reported $309.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns Prospect Capital Advisors, LLC?
Disclosed owners and executives of Prospect Capital Advisors, LLC include Williams, Keith, MENDOZA, DANIEL, WILLIAM, NURTMAN, HOWARD, IAN. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.