Sws Capital Management, LLC
Sws Capital Management, LLC is an SEC-registered asset manager in New York, NY with $413.1M assets under management (AUM, regulatory AUM), -3% over one year. See who owns Sws Capital Management, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 119043, SEC 801-61480, data through 2026-03-30.
- AUM (assets under management / regulatory AUM)
- $413.1M (2026-03-30)
- Firm type
- Asset Manager
- Location
- New York, NY
- Employees
- 10
- Clients
- 7
- CRD
- 119043
- Ownership
- SIMMONS, DAIL, ST CLAIRE; WARNER, SOBANI, MULENGA; WILLIAMS, CHRISTOPHER, JUDSON; THE WILLIAMS CAPITAL GROUP, L.P.; THE WILLIAMS CAPITAL GROUP, INC.
How much AUM does Sws Capital Management, LLC have?
Sws Capital Management, LLC reported $413.1M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-30).
Who owns Sws Capital Management, LLC?
Disclosed owners and executives of Sws Capital Management, LLC include SIMMONS, DAIL, ST CLAIRE, WARNER, SOBANI, MULENGA, WILLIAMS, CHRISTOPHER, JUDSON, THE WILLIAMS CAPITAL GROUP, L.P., THE WILLIAMS CAPITAL GROUP, INC.. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.