Concorde Financial Resources
Concorde Financial Resources is an SEC-registered mass-market adviser in York, SC with $231.0M assets under management (AUM, regulatory AUM), +9% over one year. See who owns Concorde Financial Resources: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 117836, SEC 801-113094, data through 2026-03-25.
- AUM (assets under management / regulatory AUM)
- $231.0M (2026-03-25)
- Firm type
- Mass-Market Adviser
- Location
- York, SC
- Employees
- 2
- Clients
- 235
- CRD
- 117836
- Ownership
- FAW, JAMES, CLAYTON; SANDERS, WADE, EARL; FERGUSON, MARY, CATHERINE; TRUNCK, JESSICA, MARIE
How much AUM does Concorde Financial Resources have?
Concorde Financial Resources reported $231.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-25).
Who owns Concorde Financial Resources?
Disclosed owners and executives of Concorde Financial Resources include FAW, JAMES, CLAYTON, SANDERS, WADE, EARL, FERGUSON, MARY, CATHERINE, TRUNCK, JESSICA, MARIE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.