Duke Funding Management, L.l.c.
Duke Funding Management, L.l.c. is an SEC-registered asset manager in Old Greenwich, CT with $126.9M assets under management (AUM, regulatory AUM), -16% over one year. See who owns Duke Funding Management, L.l.c.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 117590, SEC 801-61009, data through 2026-03-30.
- AUM (assets under management / regulatory AUM)
- $126.9M (2026-03-30)
- Firm type
- Asset Manager
- Location
- Old Greenwich, CT
- Employees
- 164
- Clients
- 4
- CRD
- 117590
- Ownership
- ELLINGTON MANAGEMENT GROUP, L.L.C.; PENN, LAURENCE, ERIC; VRANOS, MICHAEL, WILLIAM; DALEY, RICHARD, ANTHONY; BROUNSTEIN, RICHARD, GREGG
How much AUM does Duke Funding Management, L.l.c. have?
Duke Funding Management, L.l.c. reported $126.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-30).
Who owns Duke Funding Management, L.l.c.?
Disclosed owners and executives of Duke Funding Management, L.l.c. include ELLINGTON MANAGEMENT GROUP, L.L.C., PENN, LAURENCE, ERIC, VRANOS, MICHAEL, WILLIAM, DALEY, RICHARD, ANTHONY, BROUNSTEIN, RICHARD, GREGG. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.