Bates Financial Advisors, Inc.
Bates Financial Advisors, Inc. is an SEC-registered wealth manager in Rockford, IL with $439.2M assets under management (AUM, regulatory AUM), +11% over one year. See who owns Bates Financial Advisors, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 116515, SEC 801-72191, data through 2026-06-25.
- AUM (assets under management / regulatory AUM)
- $439.2M (2026-06-25)
- Firm type
- Wealth Manager
- Location
- Rockford, IL
- Employees
- 5
- Clients
- 399
- CRD
- 116515
- Ownership
- BATES, GEORGE, ERNEST; BATES, CAROL, EVELINE; BATES, GEORGE, DOUGLAS; Helling, Larry, Joseph; CARLSON, CYNTHIA, MARIE
How much AUM does Bates Financial Advisors, Inc. have?
Bates Financial Advisors, Inc. reported $439.2M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-06-25).
Who owns Bates Financial Advisors, Inc.?
Disclosed owners and executives of Bates Financial Advisors, Inc. include BATES, GEORGE, ERNEST, BATES, CAROL, EVELINE, BATES, GEORGE, DOUGLAS, Helling, Larry, Joseph, CARLSON, CYNTHIA, MARIE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.