Richard Brothers, Financial Advisors
Richard Brothers, Financial Advisors is an SEC-registered wealth manager in South Portland, ME with $180.6M assets under management (AUM, regulatory AUM), +24% over one year. See who owns Richard Brothers, Financial Advisors: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 113826, SEC 801-122718, data through 2026-03-26.
- AUM (assets under management / regulatory AUM)
- $180.6M (2026-03-26)
- Firm type
- Wealth Manager
- Location
- South Portland, ME
- Employees
- 10
- Clients
- 173
- CRD
- 113826
- Ownership
- RICHARD, NEAL, PATRICK; RICHARD, RANDALL, JON
How much AUM does Richard Brothers, Financial Advisors have?
Richard Brothers, Financial Advisors reported $180.6M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-26).
Who owns Richard Brothers, Financial Advisors?
Disclosed owners and executives of Richard Brothers, Financial Advisors include RICHARD, NEAL, PATRICK, RICHARD, RANDALL, JON. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.