Financial Strategies, Inc.
Financial Strategies, Inc. is an SEC-registered mass-market adviser in Brookfield, WI with $149.8M assets under management (AUM, regulatory AUM), +9% over one year. See who owns Financial Strategies, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 113097, SEC 801-125921, data through 2026-03-09.
- AUM (assets under management / regulatory AUM)
- $149.8M (2026-03-09)
- Firm type
- Mass-Market Adviser
- Location
- Brookfield, WI
- Employees
- 6
- Clients
- 199
- CRD
- 113097
- Ownership
- CANTRELL, JAMES, DOUGLAS
How much AUM does Financial Strategies, Inc. have?
Financial Strategies, Inc. reported $149.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-09).
Who owns Financial Strategies, Inc.?
Disclosed owners and executives of Financial Strategies, Inc. include CANTRELL, JAMES, DOUGLAS. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.