Klein Pavlis & Peasley Financial, Inc.
Klein Pavlis & Peasley Financial, Inc. is an SEC-registered mass-market adviser in Irvine, CA with $232.7M assets under management (AUM, regulatory AUM), +26% over one year. See who owns Klein Pavlis & Peasley Financial, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 112414, SEC 801-121974, data through 2026-05-06.
- AUM (assets under management / regulatory AUM)
- $232.7M (2026-05-06)
- Firm type
- Mass-Market Adviser
- Location
- Irvine, CA
- Employees
- 5
- Clients
- 338
- CRD
- 112414
- Ownership
- KLEIN, EVA, ALMA; PEASLEY, STEPHAN, GLENN; KLEIN, GERALD, HOWARD; PIVAN, LETTIE, HADA; KLEIN, JUSTIN, ALAN
How much AUM does Klein Pavlis & Peasley Financial, Inc. have?
Klein Pavlis & Peasley Financial, Inc. reported $232.7M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-05-06).
Who owns Klein Pavlis & Peasley Financial, Inc.?
Disclosed owners and executives of Klein Pavlis & Peasley Financial, Inc. include KLEIN, EVA, ALMA, PEASLEY, STEPHAN, GLENN, KLEIN, GERALD, HOWARD, PIVAN, LETTIE, HADA, KLEIN, JUSTIN, ALAN. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.