Carroll Frank & Plotkin LLC
Carroll Frank & Plotkin LLC is an SEC-registered ria with $12.0M assets under management (AUM, regulatory AUM), +0% over one year. See who owns Carroll Frank & Plotkin LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 112280, data through 2007-06-19.
- AUM (assets under management / regulatory AUM)
- $12.0M (2007-06-19)
- Firm type
- Ria
- CRD
- 112280
- Ownership
- CARROLL, THOMAS, FRANCIS; FRANK, FREDERICK, LAWSON
How much AUM does Carroll Frank & Plotkin LLC have?
Carroll Frank & Plotkin LLC reported $12.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2007-06-19).
Who owns Carroll Frank & Plotkin LLC?
Disclosed owners and executives of Carroll Frank & Plotkin LLC include CARROLL, THOMAS, FRANCIS, FRANK, FREDERICK, LAWSON. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.