The Kocen Financial Group, Inc.
The Kocen Financial Group, Inc. is an SEC-registered mass-market adviser in Rancho Mirage, CA with $185.9M assets under management (AUM, regulatory AUM), +14% over one year. See who owns The Kocen Financial Group, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 112129, SEC 801-64553, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $185.9M (2026-03-31)
- Firm type
- Mass-Market Adviser
- Location
- Rancho Mirage, CA
- Employees
- 5
- Clients
- 222
- CRD
- 112129
- Ownership
- KOCEN, BRYAN, STUART; KOCEN, GAIL, GORDON; THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018; Tsikman, David
How much AUM does The Kocen Financial Group, Inc. have?
The Kocen Financial Group, Inc. reported $185.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns The Kocen Financial Group, Inc.?
Disclosed owners and executives of The Kocen Financial Group, Inc. include KOCEN, BRYAN, STUART, KOCEN, GAIL, GORDON, THE KOCEN LIVING TRUST, U/A DATED DECEMBER 18, 2018, Tsikman, David. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.