Saratoga Capital Management, LLC
Saratoga Capital Management, LLC is an SEC-registered ria in Avondale, AZ with $138.8M assets under management (AUM, regulatory AUM), -7% over one year. See who owns Saratoga Capital Management, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 112021, SEC 801-46534, data through 2026-03-30.
- AUM (assets under management / regulatory AUM)
- $138.8M (2026-03-30)
- Firm type
- Ria
- Location
- Avondale, AZ
- Employees
- 4
- CRD
- 112021
- Ownership
- VENTIMIGLIA, BRUCE, EDWARD; VENTIMIGLIA, STEPHEN; GOGUEN, RONALD, J.; MARRA, WILLIAM, PHILIP; STIERWALT, RICHARD, EDWARD
How much AUM does Saratoga Capital Management, LLC have?
Saratoga Capital Management, LLC reported $138.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-30).
Who owns Saratoga Capital Management, LLC?
Disclosed owners and executives of Saratoga Capital Management, LLC include VENTIMIGLIA, BRUCE, EDWARD, VENTIMIGLIA, STEPHEN, GOGUEN, RONALD, J., MARRA, WILLIAM, PHILIP, STIERWALT, RICHARD, EDWARD. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.