The Putney Financial Group LLC
The Putney Financial Group LLC is an SEC-registered mass-market adviser in San Rafael, CA with $205.4M assets under management (AUM, regulatory AUM), +10% over one year. See who owns The Putney Financial Group LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 111639, SEC 801-62638, data through 2026-06-26.
- AUM (assets under management / regulatory AUM)
- $205.4M (2026-06-26)
- Firm type
- Mass-Market Adviser
- Location
- San Rafael, CA
- Employees
- 8
- Clients
- 215
- CRD
- 111639
- Ownership
- LENT, RAYMOND, LAWRENCE; CHIEN, ECHO, CHIAPING
How much AUM does The Putney Financial Group LLC have?
The Putney Financial Group LLC reported $205.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-06-26).
Who owns The Putney Financial Group LLC?
Disclosed owners and executives of The Putney Financial Group LLC include LENT, RAYMOND, LAWRENCE, CHIEN, ECHO, CHIAPING. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.