Pennfield Capital Corp
Pennfield Capital Corp is an SEC-registered ria with $32.3M assets under management (AUM, regulatory AUM), +5% over one year. See who owns Pennfield Capital Corp: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 111464, data through 2012-06-01.
- AUM (assets under management / regulatory AUM)
- $32.3M (2012-06-01)
- Firm type
- Ria
- Employees
- 11
- CRD
- 111464
- Ownership
- MOCK, RICHARD, MARSHALL; MOCK, DEIRDRE, NELIGAN
How much AUM does Pennfield Capital Corp have?
Pennfield Capital Corp reported $32.3M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2012-06-01).
Who owns Pennfield Capital Corp?
Disclosed owners and executives of Pennfield Capital Corp include MOCK, RICHARD, MARSHALL, MOCK, DEIRDRE, NELIGAN. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.