Sumnicht & Associates, LLC
Sumnicht & Associates, LLC is an SEC-registered ria in Appleton, WI with $107.9M assets under management (AUM, regulatory AUM), +7% over one year. See who owns Sumnicht & Associates, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 111421, SEC 801-60309, data through 2026-03-27.
- AUM (assets under management / regulatory AUM)
- $107.9M (2026-03-27)
- Firm type
- Ria
- Location
- Appleton, WI
- Employees
- 3
- Clients
- 10
- CRD
- 111421
- Ownership
- MEHROTRA, PRATEEK; SUMNICHT, VERNON, COFFEY; AUDETTE, EVAN, ANTHONY; SUMNICHT, DEBRA; WANTA, LINDA, MARLENE
How much AUM does Sumnicht & Associates, LLC have?
Sumnicht & Associates, LLC reported $107.9M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-27).
Who owns Sumnicht & Associates, LLC?
Disclosed owners and executives of Sumnicht & Associates, LLC include MEHROTRA, PRATEEK, SUMNICHT, VERNON, COFFEY, AUDETTE, EVAN, ANTHONY, SUMNICHT, DEBRA, WANTA, LINDA, MARLENE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.