Spectrum Asset Management Inc
Spectrum Asset Management Inc is an SEC-registered wealth manager in Newport Beach, CA with $657.3M assets under management (AUM, regulatory AUM), +3% over one year. See who owns Spectrum Asset Management Inc: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 111007, SEC 801-30377, data through 2026-03-18.
- AUM (assets under management / regulatory AUM)
- $657.3M (2026-03-18)
- Firm type
- Wealth Manager
- Location
- Newport Beach, CA
- Employees
- 12
- Clients
- 306
- CRD
- 111007
- Ownership
- KELLY, ROLAND, D; REITZ, E, KELLY; KELLY, RYAN, LEE; KELLY, MARC, DUANE; DALTON, DENNIS, H
How much AUM does Spectrum Asset Management Inc have?
Spectrum Asset Management Inc reported $657.3M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-18).
Who owns Spectrum Asset Management Inc?
Disclosed owners and executives of Spectrum Asset Management Inc include KELLY, ROLAND, D, REITZ, E, KELLY, KELLY, RYAN, LEE, KELLY, MARC, DUANE, DALTON, DENNIS, H. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.