Autumn Wind Asset Management Inc
Autumn Wind Asset Management Inc is an SEC-registered wealth manager with $29.4M assets under management (AUM, regulatory AUM), -999% over one year. See who owns Autumn Wind Asset Management Inc: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 110569, data through 2026-03-03.
- AUM (assets under management / regulatory AUM)
- $29.4M (2026-03-03)
- Firm type
- Wealth Manager
- Employees
- 2
- Clients
- 72
- CRD
- 110569
- Ownership
- FALKENBERRY, THOMAS, NEAL; O'DONNELL, MICHAEL, JAMES; CARNES, JIMMIE; JOOSTEN, DAVID, A
How much AUM does Autumn Wind Asset Management Inc have?
Autumn Wind Asset Management Inc reported $29.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-03).
Who owns Autumn Wind Asset Management Inc?
Disclosed owners and executives of Autumn Wind Asset Management Inc include FALKENBERRY, THOMAS, NEAL, O'DONNELL, MICHAEL, JAMES, CARNES, JIMMIE, JOOSTEN, DAVID, A. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.