Financial Rounds
Financial Rounds is an SEC-registered wealth manager in Cincinnati, OH with $211.3M assets under management (AUM, regulatory AUM), +33% over one year. See who owns Financial Rounds: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 110384, SEC 801-121351, data through 2026-01-20.
- AUM (assets under management / regulatory AUM)
- $211.3M (2026-01-20)
- Firm type
- Wealth Manager
- Location
- Cincinnati, OH
- Employees
- 8
- Clients
- 188
- CRD
- 110384
- Ownership
- HANSEN, CHRISTOPHER, HAROLD; BRITTON, JOHN, MARTIN; BRITTON, JOHN MARTIN; Hansen, Robert, William
How much AUM does Financial Rounds have?
Financial Rounds reported $211.3M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-01-20).
Who owns Financial Rounds?
Disclosed owners and executives of Financial Rounds include HANSEN, CHRISTOPHER, HAROLD, BRITTON, JOHN, MARTIN, BRITTON, JOHN MARTIN, Hansen, Robert, William. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.