Compass Financial Services
Compass Financial Services is an SEC-registered mass-market adviser in West Des Moines, IA with $407.4M assets under management (AUM, regulatory AUM), +22% over one year. See who owns Compass Financial Services: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 109441, SEC 801-118466, data through 2026-04-28.
- AUM (assets under management / regulatory AUM)
- $407.4M (2026-04-28)
- Firm type
- Mass-Market Adviser
- Location
- West Des Moines, IA
- Employees
- 12
- Clients
- 1,105
- CRD
- 109441
- Ownership
- PEARSON, KURTIS, SCOTT; CONARD, STEVEN, ANTHONY; PEARSON, CALEB, WELLINGTON; GREER, JULIE, KAY; LEMAN, GUY, ALLEN DUANE
How much AUM does Compass Financial Services have?
Compass Financial Services reported $407.4M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-28).
Who owns Compass Financial Services?
Disclosed owners and executives of Compass Financial Services include PEARSON, KURTIS, SCOTT, CONARD, STEVEN, ANTHONY, PEARSON, CALEB, WELLINGTON, GREER, JULIE, KAY, LEMAN, GUY, ALLEN DUANE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.