New England Capital Financial Advisors LLC
New England Capital Financial Advisors LLC is an SEC-registered mass-market adviser in South Meriden, CT with $673.0M assets under management (AUM, regulatory AUM), +12% over one year. See who owns New England Capital Financial Advisors LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 109203, SEC 801-57122, data through 2026-03-27.
- AUM (assets under management / regulatory AUM)
- $673.0M (2026-03-27)
- Firm type
- Mass-Market Adviser
- Location
- South Meriden, CT
- Employees
- 12
- Clients
- 1,211
- CRD
- 109203
- Ownership
- BEALE, CHRISTOPHER, WILLIAM; TAPLEY, DARREN, M; LEE, CHRISTOPHER, MICHAEL; OCONE, ANN MARIE
How much AUM does New England Capital Financial Advisors LLC have?
New England Capital Financial Advisors LLC reported $673.0M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-27).
Who owns New England Capital Financial Advisors LLC?
Disclosed owners and executives of New England Capital Financial Advisors LLC include BEALE, CHRISTOPHER, WILLIAM, TAPLEY, DARREN, M, LEE, CHRISTOPHER, MICHAEL, OCONE, ANN MARIE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.