High Falls Advisors, Inc.
High Falls Advisors, Inc. is an SEC-registered mass-market adviser in Rochester, NY with $694.7M assets under management (AUM, regulatory AUM), +14% over one year. See who owns High Falls Advisors, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 108678, SEC 801-34161, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $694.7M (2026-03-31)
- Firm type
- Mass-Market Adviser
- Location
- Rochester, NY
- Employees
- 17
- Clients
- 788
- CRD
- 108678
- Ownership
- MCBRIDE, JAMES, HENRY; VOGLER, JENNIFER, ENGLERT; ENGLERT, JAMES, THOMAS; BURKE, KENNETH, JOSEPH
How much AUM does High Falls Advisors, Inc. have?
High Falls Advisors, Inc. reported $694.7M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns High Falls Advisors, Inc.?
Disclosed owners and executives of High Falls Advisors, Inc. include MCBRIDE, JAMES, HENRY, VOGLER, JENNIFER, ENGLERT, ENGLERT, JAMES, THOMAS, BURKE, KENNETH, JOSEPH. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.