Financial Directions LLC
Financial Directions LLC is an SEC-registered mass-market adviser in Tucson, AZ with $737.8M assets under management (AUM, regulatory AUM), +10% over one year. See who owns Financial Directions LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 108475, SEC 801-56919, data through 2026-03-24.
- AUM (assets under management / regulatory AUM)
- $737.8M (2026-03-24)
- Firm type
- Mass-Market Adviser
- Location
- Tucson, AZ
- Employees
- 3
- Clients
- 2,488
- CRD
- 108475
- Ownership
- MARTIN, WALTER, RAY; SPACKEEN, STANTON, WILLIAM; GRIFFITH, FRANK, BERTRAM; CHERBA, MARY, LEE
How much AUM does Financial Directions LLC have?
Financial Directions LLC reported $737.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-24).
Who owns Financial Directions LLC?
Disclosed owners and executives of Financial Directions LLC include MARTIN, WALTER, RAY, SPACKEEN, STANTON, WILLIAM, GRIFFITH, FRANK, BERTRAM, CHERBA, MARY, LEE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.