Financial Management, Inc.
Financial Management, Inc. is an SEC-registered wealth manager in Little Rock, AR with $224.5M assets under management (AUM, regulatory AUM), +24% over one year. See who owns Financial Management, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 108350, SEC 801-126707, data through 2026-04-24.
- AUM (assets under management / regulatory AUM)
- $224.5M (2026-04-24)
- Firm type
- Wealth Manager
- Location
- Little Rock, AR
- Employees
- 6
- Clients
- 184
- CRD
- 108350
- Ownership
- GRUBBS, CYNTHIA, L.; ROGERS, SUSAN, GERALDINE; GRUBBS, HAROLD, FRANKLIN; BOLING, CHARLES, HERBERT; WALLACE, JESSICA, LYNNE
How much AUM does Financial Management, Inc. have?
Financial Management, Inc. reported $224.5M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-24).
Who owns Financial Management, Inc.?
Disclosed owners and executives of Financial Management, Inc. include GRUBBS, CYNTHIA, L., ROGERS, SUSAN, GERALDINE, GRUBBS, HAROLD, FRANKLIN, BOLING, CHARLES, HERBERT, WALLACE, JESSICA, LYNNE. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.