Sauberan & Company, LLC
Sauberan & Company, LLC is an SEC-registered ria in Lockport, NY with $5.8M assets under management (AUM, regulatory AUM), +0% over one year. See who owns Sauberan & Company, LLC: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 106317, SEC 801-38553, data through 2026-04-20.
- AUM (assets under management / regulatory AUM)
- $5.8M (2026-04-20)
- Firm type
- Ria
- Location
- Lockport, NY
- Employees
- 1
- Clients
- 45
- CRD
- 106317
- Ownership
- SAUBERAN, CHARLES, KEITH; SAUBERAN & COMPANY, LLC
How much AUM does Sauberan & Company, LLC have?
Sauberan & Company, LLC reported $5.8M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-20).
Who owns Sauberan & Company, LLC?
Disclosed owners and executives of Sauberan & Company, LLC include SAUBERAN, CHARLES, KEITH, SAUBERAN & COMPANY, LLC. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.