Spectrum Financial Inc
Spectrum Financial Inc is an SEC-registered wealth manager in Virginia Beach, VA with $236.5M assets under management (AUM, regulatory AUM), -11% over one year. See who owns Spectrum Financial Inc: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 105618, SEC 801-33311, data through 2026-03-19.
- AUM (assets under management / regulatory AUM)
- $236.5M (2026-03-19)
- Firm type
- Wealth Manager
- Location
- Virginia Beach, VA
- Employees
- 9
- Clients
- 231
- CRD
- 105618
- Ownership
- COLLINS, MARY, K; DOUDERA, RALPH, JOHN; COLLINS, MARY, KATHRYN; MAUTHE, PETER, BAXTER
How much AUM does Spectrum Financial Inc have?
Spectrum Financial Inc reported $236.5M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-19).
Who owns Spectrum Financial Inc?
Disclosed owners and executives of Spectrum Financial Inc include COLLINS, MARY, K, DOUDERA, RALPH, JOHN, COLLINS, MARY, KATHRYN, MAUTHE, PETER, BAXTER. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.