The Chartist
The Chartist is an SEC-registered mass-market adviser in Long Beach, CA with $169.7M assets under management (AUM, regulatory AUM), -5% over one year. See who owns The Chartist: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 105072, SEC 801-11714, data through 2026-05-15.
- AUM (assets under management / regulatory AUM)
- $169.7M (2026-05-15)
- Firm type
- Mass-Market Adviser
- Location
- Long Beach, CA
- Employees
- 2
- Clients
- 426
- CRD
- 105072
- Ownership
- MAIS, WILLIAM, EDWARD; SULLIVAN, DANIEL, FRANCIS; SULLIVAN, DANIEL; MAIS, STEVEN, GERARD; MAIS, CHRISTOPHER, KIER
How much AUM does The Chartist have?
The Chartist reported $169.7M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-05-15).
Who owns The Chartist?
Disclosed owners and executives of The Chartist include MAIS, WILLIAM, EDWARD, SULLIVAN, DANIEL, FRANCIS, SULLIVAN, DANIEL, MAIS, STEVEN, GERARD, MAIS, CHRISTOPHER, KIER. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.