Broadlake Financial Management
Broadlake Financial Management is an SEC-registered mass-market adviser in South Burlington, VT with $409.6M assets under management (AUM, regulatory AUM), +11% over one year. See who owns Broadlake Financial Management: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 105057, SEC 801-34761, data through 2026-03-31.
- AUM (assets under management / regulatory AUM)
- $409.6M (2026-03-31)
- Firm type
- Mass-Market Adviser
- Location
- South Burlington, VT
- Employees
- 5
- Clients
- 463
- CRD
- 105057
- Ownership
- ELEY, SIDNEY, LOUISE; POCHOP, RENE, ANN; HIMES, SARAH; GARY, ELEY; DIEBOLD, JOSEPH, MATTHEW
How much AUM does Broadlake Financial Management have?
Broadlake Financial Management reported $409.6M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-03-31).
Who owns Broadlake Financial Management?
Disclosed owners and executives of Broadlake Financial Management include ELEY, SIDNEY, LOUISE, POCHOP, RENE, ANN, HIMES, SARAH, GARY, ELEY, DIEBOLD, JOSEPH, MATTHEW. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.