Caldwell Sutter Capital, Inc.
Caldwell Sutter Capital, Inc. is an SEC-registered wealth manager in Sausalito, CA with $605.7M assets under management (AUM, regulatory AUM), +6% over one year. See who owns Caldwell Sutter Capital, Inc.: ownership, executives, custodians, and advisors from SEC Form ADV. CRD 10489, SEC 801-66098, data through 2026-04-17.
- AUM (assets under management / regulatory AUM)
- $605.7M (2026-04-17)
- Firm type
- Wealth Manager
- Location
- Sausalito, CA
- Employees
- 17
- Clients
- 546
- CRD
- 10489
- Ownership
- HELMER, MARY DOLORES; ANDERSON, CHRISTOPHER WILLIAM; HELMER, JOSEPH FRANCIS; HELMER, JOHN CALDWELL; JOHN AND JINX HELMER REVOCABLE TRUST DATED JANUARY 4, 2005
How much AUM does Caldwell Sutter Capital, Inc. have?
Caldwell Sutter Capital, Inc. reported $605.7M in assets under management (regulatory AUM) on its most recent SEC Form ADV (2026-04-17).
Who owns Caldwell Sutter Capital, Inc.?
Disclosed owners and executives of Caldwell Sutter Capital, Inc. include HELMER, MARY DOLORES, ANDERSON, CHRISTOPHER WILLIAM, HELMER, JOSEPH FRANCIS, HELMER, JOHN CALDWELL, JOHN AND JINX HELMER REVOCABLE TRUST DATED JANUARY 4, 2005. Full ownership history, officer changes, and indirect owners are on the interactive profile.
View the full interactive profile on ADV.News.